All use cases
Robo Advisor
A robo-advisory platform serving clients across multiple jurisdictions evidences every automated recommendation against each region's regime, one API, many regulators.
The situation
A robo-advisory platform serves clients across several jurisdictions, each with its own suitability regime. Every automated recommendation must be defensible to whichever regulator asks, without running a different evidence stack per region. Aegis Trace stamps each decision against the applicable regime through one API, so the platform produces consistent, regulator-ready proof everywhere it operates.
The regulations
- MiFID II
- FCA Consumer Duty
- SEC Reg BI
- ASIC RG 255
- MAS FAA
The evidence
Each recommendation is tagged with the client’s applicable regime.
POST /v1/decisions
{
"decision": "rebalance_portfolio",
"jurisdiction": "SG",
"regime": "MAS_FAA",
"model": { "name": "robo-advisor", "version": "9.0.3" }
}One certificate format, mapped to the right regulator.
{
"certificate_id": "crt_gw_4d77",
"status": "sealed",
"decision": "rebalance_portfolio",
"regime": "MAS_FAA",
"issued_at": "2026-03-14T09:21:07Z",
"inputs_hash": "sha256:3f8a…c1d2",
"model": { "name": "decision-engine", "version": "4.2.1" },
"signature": {
"alg": "ed25519",
"value": "MEUCIQD…Qz9w",
"anchored": "rfc3161"
}
}What the regulator receives
A jurisdiction-aware certificate per recommendation, the same tamper-proof format mapped to each region’s regime, so any regulator receives evidence in the form it expects.